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Self-regulatory organizations
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#	Item
821	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]July 3, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice to Reflect Enhancements Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-03 14:42:38 Mathematical finance Options Clearing Corporation Investment Implied volatility Exercise Futures contract Derivative Volatility Options Financial economics Finance Financial system
822	JOAN C. CONLEY SENIOR VICE PRESIDENT & CORPORATE SECRETARY 805 KING FARM BLVD. ROCKVILLE, MD[removed]P: ([removed]F: ([removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-24 15:02:26 United States Securities and Exchange Commission Financial markets Self-regulatory organizations Rebate Sales promotion Philadelphia Stock Exchange NASDAQ Futures contract United States antitrust law Business Economy of the United States Financial economics
823	r A V Miami International Ml:HA Securities &change~ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-29 15:05:25 United States NASDAQ United States securities law Securities Exchange Act Chicago Board Options Exchange International Securities Exchange Economy of the United States Self-regulatory organizations Philadelphia Stock Exchange
824	International Securities Exchange RECEIVED NOV[removed]gOFFiCe OF THE SECRETARY! Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-15 12:46:54 Self-regulatory organizations 73rd United States Congress Philadelphia Stock Exchange United States NASDAQ Securities Exchange Act Law U.S. Securities and Exchange Commission Filing Economy of the United States United States securities law United States Securities and Exchange Commission
825	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]February 12, 2014 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice of and No Objectio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-13 00:31:18 Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Financial economics Finance Financial system United States federal banking legislation Options Clearing Corporation Bank
826	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]January 23, 2014 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing Concer Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-24 11:53:40 Commodity Futures Trading Commission Business Corporations law Options Clearing Corporation Corporate governance
827	MIAX Options Exchange Enters into 2015 Strategic Transaction with Exchange Members: Citadel Securities LLC, KCG Americas LLC, Morgan Stanley & Co. LLC, Optiver US LLC, Susquehanna Securities, Timber Hill LLC, and Wolveri Add to Reading List Source URL: www.miaxoptions.com Language: English - Date: 2015-02-04 13:58:50 Finance Stock market Investment Self-regulatory organizations Financial economics Financial markets Mathematical finance
828	Microsoft Word - MSRB G-3 SEC Exam Letter (Dec 2014) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-30 13:33:35 Business Finance United States securities law Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial adviser Security Investment Advisor Financial economics Self-regulatory organizations Investment
829	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]December 30, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-31 09:39:05 Economy of the United States 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States U.S. Securities and Exchange Commission New York Stock Exchange Government procurement in the United States Euronext NYSE Euronext United States securities law Business
830	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]June 28, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to Advance Notice Filing Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-01 08:36:00 Finance Depository Trust & Clearing Corporation ACT Dodd–Frank Wall Street Reform and Consumer Protection Act Security Clearing Settlement Futures contract Securities Exchange Act Financial economics Securities Financial system

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